Question 1

What is LisARM?

Accepted Answer

LisARM is an AI-powered legal intelligence and securities compliance assistant that monitors social media content in real time for regulatory violations. It works as a Chrome extension across supported platforms, scanning posts before publication for SEC, FINRA, and other regulatory risks.

Question 2

How does LisARM detect compliance violations?

Accepted Answer

LisARM uses AI-powered keyword scanning to detect high-risk and medium-risk terms in real time as you type. It identifies potential SEC/FINRA violations, forward-looking statements, material non-public information (MNPI) disclosures, and other regulatory risks before content is published.

Question 3

Does LisARM store or transmit my data?

Accepted Answer

LisARM performs compliance scanning locally in your browser and uses authenticated server sync for selected workflows such as legal escalation and activity history.

Question 4

Who is LisARM designed for?

Accepted Answer

LisARM is designed for investor relations teams, corporate communications, legal and compliance departments, marketing teams, and executives at regulated firms including broker-dealers, investment advisories, hedge funds, and financial institutions.

Question 5

What regulations does LisARM help with?

Accepted Answer

LisARM helps organizations comply with SEC regulations, FINRA rules, Regulation Fair Disclosure (Reg FD), SOX requirements, and other securities regulations governing public communications and social media use in the financial industry.

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